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Primary dealers
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#	Item
141	Code of Conduct & Ethics for Senior Management Axis Bank Ltd. Code of Conduct & Ethics for Senior Management Add to Reading List Source URL: www.axisbank.com Language: English - Date: 2016-06-27 00:17:20 Tax evasion Applied ethics Financial regulation Primary dealers Business ethics Insider trading Money laundering Know your customer Bank UBS Investment banking Compliance and ethics program
142	ARE BANKS PREPARED FOR CLIMATE CHANGE? Impact Report 2015 IntroducƟon Concerns about climate change are rapidly altering the way Add to Reading List Source URL: www.bostoncommonasset.com Language: English - Date: 2015-10-24 22:54:25 Primary dealers Subprime mortgage crisis Bank Carbon Disclosure Project Goldman Sachs JPMorgan Chase Climate risk Citigroup Climate change mitigation Low-carbon economy Risk Westpac
143	Ginko_Sharing non-public information Add to Reading List Source URL: cdn-pays.bnpparibas.com Language: English - Date: 2015-07-09 00:41:09 BNP Paribas Investment banks Primary dealers Financial services CAC 40 Business Securities research BNP Paribas CIB Bank BG BNP Paribas
144	Microsoft Word - 5-2016_EN.doc Add to Reading List Source URL: www.hba.gr Language: English - Date: 2016-07-18 16:22:04 Primary dealers Cash flow Corporate finance Factoring Fundamental analysis Bank of America Bank Invoice Citigroup
145	ABFA CODE, PROFESSIONAL STANDARDS & COMPLAINTS PROFESSIONAL STANDARDS COUNCIL Tim Corbett - Member A former Chairman of the ABFA and a member of the Executive Committee for 11 years, Tim has been actively involved in sh Add to Reading List Source URL: www.factors.org.uk Language: English - Date: 2016-01-14 07:15:52 BNP Paribas Investment banks Primary dealers Corporate finance CAC 40 Factoring Fortis Invoice Close Brothers Group
146	BI_brokers2014_cov1ALT.qxp:18 PM Add to Reading List Source URL: www.crystalco.com Language: English - Date: 2014-11-12 12:42:31 Primary dealers Subprime mortgage crisis Financial institutions Aon Insurance broker Marsh Jardine Lloyd Thompson Citigroup Insurance
147	HSBC Bank USA, N.A. The American Bank with International Reach HSBC USA History Add to Reading List Source URL: www.mail.hsbcnet.com Language: English - Date: 2016-07-13 18:00:42 Credit cards Investment banks Primary dealers HSBC Marine Midland Bank The Hongkong and Shanghai Banking Corporation HSBC Finance
148	64 Daiwa Securities Group Annual Report 2015 Financial Section Add to Reading List Source URL: www.daiwa-grp.jp Language: English - Date: 2015-08-25 22:59:30 Primary dealers Daiwa Securities Group Quantitative easing Economy of the United States Economy of Japan UBS Economy of China Income statement Japanese financial system
149	2015 HALF-YEAR FINANCIAL REPORT The Paragon Group of Companies uses its core risk and credit expertise to develop lending products for specialist target markets. Best known as the UK’s largest, independent buy-to-let Add to Reading List Source URL: www.paragon-group.co.uk Language: English - Date: 2016-01-08 07:47:58 Subprime mortgage crisis Primary dealers Banking Loans Mortgage loan UBS VP Bank AG
150	OMF_Logo_Digital_Secondary Add to Reading List Source URL: www.omf.co.nz Language: English - Date: 2016-04-21 19:21:08 Tax evasion Primary dealers International taxation Financial regulation Stock market Foreign Account Tax Compliance Act Financial adviser Money laundering New Zealand Exchange Contract for difference Citigroup Bank

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